Investigations & case management are your compliance team’s detective work, piecing together clues to combating financial crime in our communities. In this session, former BSA Officer Kristin Parker and former financial crime investigator Nina Hughes break down investigation & case management strategies through real life scenarios and experiences to help prepare your program.
Watch this webinar to learn:
Effective investigation and case management techniques in BSA programs
Best practices for aiding law enforcement investigations
Innovative methods to improve your investigations of suspicious activity
To see rest of the series, watch Part 1 "BSA/AML Decoded: Breaking Down Risk Scoring" and watch Part 2 "BSA/AML Decoded: Unpacking Transaction Monitoring"
Meet the Presenters:
Kristin Parker, VP of Compliance & Operations
Kristin Parker plays an integral part of RiskScout as the Vice President of Compliance and Operations, offering a unique skill set of risk-based consulting, client outreach, and thought leadership on emerging industries. Parker has had a flourishing career in community bank BSA/AML arenas, including in early 2019 when she successfully created and implemented one of the first Federal Reserve Bank approved hemp onboarding and ongoing monitoring programs.
Nina Hughes, Sr. Customer Success Manager
Nina Hughes is a Sr. Customer Success Manager at RiskScout, where she plays a key role in helping clients reach their compliance goals. She offers specialized expertise in fraud prevention, BSA/AML compliance, and consumer protection within the cannabis sector. Since 2014, Hughes has excelled in financial crimes investigation, showcasing her ability to juggle complex tasks, manage customer relationships, and provide technical support. Renowned for her dedication to teamwork and high standards, she skillfully navigates complex regulatory landscapes and develops effective compliance strategies.
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