It’s time for a BSA refresher! In this session, industry veterans will guide you through key areas critical to your institution's success, from understanding recent enforcement actions to effective risk assessments. You’ll learn how to avoid common pitfalls, plan for staff turnover, and ensure your team is well-prepared through education and training. With practical advice and real-world examples, this session will equip you to navigate the complexities of the financial landscape and enhance your institution's resilience.
Watch this webinar to learn:
Lessons from recent enforcement actions and how to avoid common pitfalls
Strategies for effective risk assessments and contingency planning
The importance of ongoing education, training, and certifications for your team
Meet the Presenters:
Katie Ferrell, VP Senior Compliance Consultant
Katie has worked in or for financial institutions of various sizes and complexities for over 20 years and has served in management, compliance, audit, and operational roles throughout her career. She joined United Bankers’ Bank in May 2022, where she provides consultation and compliance solutions designed for community banks such as compliance audits, risk assessments, and system validations; policy, product, and education development; and virtual compliance support.
Kristin Parker, VP of Compliance & Operations
Kristin Parker plays an integral part of RiskScout as the Vice President of Compliance and Operations, offering a unique skill set of risk-based consulting, client outreach, and thought leadership on emerging industries. Parker has had a flourishing career in community bank BSA/AML arenas, including in early 2019 when she successfully created and implemented one of the first Federal Reserve Bank approved hemp onboarding and ongoing monitoring programs.
